The Problem of
Philosophical Foundations in Light of a Transcendental Pragmatics of
Language
Karl-Otto Apel
4. Philosophical
Foundations via Transcendental-Pragmatic Reflection on the Conditions of
Possibility of the Intersubjective Validity of Philosophical Argumentation
Before I make a final
attempt to show the indubitability of certain paradigmatic evidence in the
language game of philosophical argumentation, I would like to settle the
question of whether, and to what extent, the principle of fallibilism is
also to be employed in philosophical argumentation.
First, it should be
noted that even logico-mathematical deductions are fallible, trivially,
inasmuch as with regard to their pragmatic dimension they are the
operations of finite men and thus can go wrong. In this respect I can
gladly concede to critical rationalism that human reason in the
psychological sense is always fallible. The philosopher too can never be
certain that he isn't in error. But this does not mean that it makes
sense to assume in either the enterprise of argumentation or that of
criticism that one is always in error, or that the use of the concepts
“argumentation” and “criticism” could be meaningful without indubitable
presuppositions. More important than the empirical pragmatic concession
that even logico-mathematical thought is always fallibilistic is the
transcendental-pragmatic insight that the metalogical or metamathematical
demonstrability of the absence of contradictions in axiomatic logico-mathematical
systems remains in principle incomplete. Earlier, following Hans Lenk, I
allowed this to be one aspect of the Münchhausen trilemma of deductively
justified philosophical foundations. At the same time, however, I pointed
out that this does not at all reduce the question of reflexive foundations
to absurdity, but rather actually raises it. In the present context I
want to appropriate the insight into the incompleteness of all
demonstrations of an absence of contradictions as an aspect of reflexive
transcendental-philosophical insight that is, of insight into both the
conditions of the possibility and the limits of the objectification of
arguments in axiomatized and formalized language systems.
It is difficult to
conceive how this insight from the extended critique of reason could be
revised in its transcendental-philosophical core. Nevertheless, one never
knows definitively what belongs to the transcendental philosophical core
and what belongs to the complex of results that are revisable through
advances in metamathematics or metalogic. To that extent, the
transcendental-pragmatic interpretation of the results of metalogic or
metamathematics can give an indication of the general problem of
transcendental philosophy, whose situation is here somewhat different than
in Kant. The Kantian claim of the definitive completeness of the “system
of pure reason” can no longer be sustained; our task is rather that of
progressively opening up transcendental horizons, which grow wider with
the expansion of the human knowledge that we are questioning as to
conditions of possibility. It in no way follows from this, however, that
the principle of fallibilism, and the principle of virtually universal
criticism derived from it, could show the absurdity of the postulate of
transcendental-philosophical foundations or function as its replacement.
That this is impossible
is shown by the fact that the application of the principle of fallibilism
itself leads to something similar to the “liar paradox.” If the principle
of fallibilism is itself fallible, it is just to that extent not fallible,
and vice versa. This application of the critical-rationalist principle of
fallibilism to itself can hardly be rejected as meaningless by critical
rationalists; for it is precisely they who absolutized the methodological
principle of fallibilism beyond its original application to empirical
science. In my opinion, it follows from this, with all the clarity one
could wish, that pancritical rationalism represents an untenable
standpoint, or at least an exaggeration. The principle of fallibilism and
the principle of criticism derived from it are meaningful and valid only
if they are restricted in their validity from the outset, so that at least
some philosophical evidence is excluded from possible criticism namely the
evidence on which these principles themselves are based. In this way the
transcendental-pragmatic dimension of the noncriticizable conditions of
possibility of intersubjectively valid philosophical criticism and
self-criticism is brought out in a sufficiently radical way. What are
these conditions? In this question, I believe, is posed the problem of
philosophical foundations.
That the principle of
pancritical rationalism does not belong to the uncritical conditions of
possibility of philosophical criticism can be seen in the successful
self-criticism of pancritical rationalism by its founder, W. W. Bartley.
Bartley found that logic manifestly does “not also belong to that
totality. . . which should be subject to proof,” since “the exercise of
critical argumentation and logic are inseparably bound together.”51
In critical discussion with Bartley and Albert, Hans Lenk made Bartley's
observation more precise. He stated that “at least some logical rules are
fundamentally removed from rational revision.”52
Still more interesting to me is Lenk's remark that the
stated rules of some minimal logic are removed a priori from criticism
because they are analytically bound to the (idea of the) institution of
criticism itself.53 Thus,
the rules of a minimal logic are seen as belonging to the paradigmatic
evidence of that institution or language game, which can only be disclosed
in transcendental pragmatic reflection upon the conditions of the
possibility of criticism itself. I will call this institution the
transcendental language game. Concerning this language game, the
previously cited insight of the later Wittgenstein is emphatically valid:
this language game as a “system” belongs “to the essence of what we call
an argument”: it is, so to speak, “the element in which arguments live.”54
Laying bare this system of argumentation in transcendental pragmatics
provides philosophical foundations in a nondeductive manner, since its
paradigmatic evidence is precisely of a kind that can neither be called
into question by criticism without performative self-contradiction nor be
justified deductively without presupposing itself. The contemporary
discussion of the problem of foundations, which is usually oriented toward
axiomatic systems of logic, would certainly interpret this situation
differently: it would be seen as showing that some evidence—for example,
the logic of justification itself—can neither be denied without
self-contradiction nor be justified without petitio principii.
Therefore, it is said, ultimate foundations must be superseded by some
ultimate decision—somewhat in the sense of the self-confidence of reason
as opposed to skepticism (Stegmüller)55
or in the sense of belonging to the institution of critical discussion as
opposed to obscurantism (Popper).56
This “solution” to the problem of philosophical foundations clearly
corresponds again to the purely logically derived Münchhausen trilemma in
Albert's sense, if one disregards the fact that Stegmüller understands
“appeal to evidence” not as “appeal to dogma” but rather as a necessity of
all philosophizing that cannot be denied without self-contradiction, but
that cannot be logically demonstrated without a petitio principii.
In light of our
transcendental-pragmatic reflection, however, the problem as presented by
these philosophers is the result of absolutizing the objectivization and
externalization of argumentation that is presupposed by the axiomatic
method—that is, the “estrangement” of arguments into
syntactic-semantically interpreted sentences and systems of sentences.
The analysis of such sentences abstracts from the
transcendental-pragmatic dimension of the self-reflection of the arguing
subject. Under this abstractive presupposition all paradigmatic evidence
of the transcendental language game (such as, for instance, the validity
of a minimal logic) must, of course, have the status of unprovable
presuppositions of any proof. And the attempt to justify the necessity of
such presuppositions now must look like some bad sophistic attempt at a
proof by begging the question; for on the abstract level of an axiomatized
sentence system there is no difference between arbitrarily chosen
presuppositions and presuppositions that one must presuppose in all
possible proofs because one cannot deny then without actual
self-contradiction. Thus philosophy seems doomed to resignation in regard
to the problem of foundations. As Bar-Hillel argues, the logical
semantics of sentences and sentence systems can only indirectly clarify
argumentation in ordinary language, which is pragmatically integrated in
principle; this sort of clarification is based on an abstraction from the
pragmatic dimension that has to be overcome if the significance of
axiomatic systems is to be brought to bear in the context of
argumentation.57 Therefore,
the reduction of the meaning of philosophical foundations to the deduction
of sentences from sentences (or to the metalogical proof of an absence of
contradictions in certain sentence systems) appears to me to be an
illegitimate reduction resting on an “abstractive fallacy” that pervades
recent, purely syntactic-semantically oriented logic of scientific
inquiry. When this logic is absolutized into a philosophy of
argumentation, it commits an abstractive fallacy; it banishes to the
domain of empirical psychology the pragmatic dimension of argumentation
that cannot be objectivized and formalized (for instance, the
self-reflection of participants in argumentation as expressed in
performative acts of asserting). The discussion of the impossibility of
providing philosophical foundations rests on a confusion between
argumentation as originally related to the dialogic situation of assertion
and refutation—which was for Socrates the basis of philosophizing—and
Aristotle's apodictic science, which, however, could only be an organon of
argumentation purified of all possible pragmatic intrusions.58
If, however, this
abstractive fallacy is reversed by admitting transcendental-pragmatic
reflection upon the subjective-intersubjective conditions of the
possibility of intersubjectively valid argumentation, then the problem of
philosophical foundations appears in a completely different light. The
insight that certain evidence cannot be deductively grounded without
presupposing itself (for example, the paradigmatic evidence of a minimal
logic in the framework of an as yet unclarified transcendental language
game) is no longer a proof of the impossibility in principle of
philosophical foundations but rather a reflexive, transcendental-pragmatic
insight into the uncriticizable foundation of argumentation itself. If,
on the one hand, a presupposition cannot be challenged in argumentation
without actual performative self-contradiction, and if, on the other hand,
it cannot be deductively grounded without formal-logical petitio
principii, then it belongs to those transcendental-pragmatic
presuppositions of argumentation that one must always (already) have
accepted, if the language game of argumentation is to be meaningful. One
can, therefore, also call this a transcendental-pragmatic argument for
foundations on the basis of critical arguments concerning the
meaningfulness of certain practices.
As far as I can see,
this reflexive transcendental-pragmatic argument for philosophical
foundations is confirmed by a critical yet affirmative reconstruction of
the argument of Cartesian doubt. In this way it can be shown, for
example, that Descartes unreflectively undermines the possible
significance of the language game he uses when he grants, in the course of
his methodological doubt, that in the end all that is supposed to be real
might be merely his dream, viz., merely in consciousness. If all that is
supposed to be real is merely a dream, then precisely the critical
significance of the expression “merely a dream” (or “merely in
consciousness”) cannot be maintained, since it presupposes as paradigmatic
evidence that all is not merely a dream (or merely in consciousness).
However, this pseudo-argument, which manifestly rests upon Descartes's
illegitimate abstraction of the methodical-solipsistic search for evidence
from the a priori of the language game of argumentation, can be revised,
as it was by Peirce and Popper, into a virtually universal doubt (viz.,
the principle of fallibilism). If one undertakes this correction, then
the proper significance of the Cartesian doubt is revealed, in that the
certainty of the “dubito, cogito, ergo sum” can also not be doubted in the
sense of the virtually universal doubt of all that is supposed to be real.
What is the basis for the certainty of the “cogito, ergo sum”?
It cannot rest upon the
fact that (in the sense of logical semantics) a syllogistic inference is
made from thinking to the existence of that which thinks, as Hintikka
showed in 1963, using the conceptual apparatus of Austin's speech act
theory.59 Descartes himself
repeatedly denied that the cogito was based on such an inference. Hintikka,
however, explicitly states the reason why such an interpretation is
inadmissible: in the use of a syllogistic inference from thinking to the
existence of that which thinks, the existence of the thinking being must
be tacitly presupposed in order to reject the thinking of a fictitious
person (say, Hamlet) as irrelevant. In other words, the certainty of the
“cogito, ergo sum” cannot be logically demonstrated in any direct way. In
this sense Descartes does not supply any philosophical foundations that
could be affirmatively reconstructed. That the same person who thinks
also exists is, from the viewpoint of formal logic, a claim that, in the
sense of the Stegmüllerian dilemma, can be neither denied without
self-contradiction nor demonstrated without petitio principii; for
it cannot be made in the case of a fictitious person such as Hamlet, but
rather only in the case of an existing thinker. For just that reason,
however, the certainty of the “ego cogito, ergo sum” is a
transcendental-pragmatic condition of the possibility of the language game
of argumentation in our sense. How can this be shown? As Hintikka
demonstrates, that my doubting or thinking guarantees my existence rests
upon the fact that when I perform the act of doubting my existence—an act
that is explicitly expressed in the sentence “I doubt herewith, now, that
I exist”—I refute the sense of that very sentence for myself and,
virtually, for every dialogue partner.60
In other words, the propositional component contradicts the performative
component of the speech act expressed by that selfreferential sentence.
The irrefutable certainty of the “cogito, ergo sum” thus rests not on an
axiomatically objectifiable deductive relation between sentences, but
rather on a transcendental-pragmatic reflexive insight mediated by the
actual self-reflexivity of the act of thinking or speaking.
Hintikka remarks in
addition that not only is the assertion “I do not exist” refuted by the
thought or speech act that is its performance, but this is also true of
the assertion “You do not exist.” I would explain this as follows:
Someone who used such an expression in, say, an exorcism aimed at a
ghostly apparition would in truth not be denying existence to an object by
means of an act of predication; rather, he would be canceling the
expression of address, that is, he would be reflexively designating his
communicative act as failed. I prefer to see in this an indication that
the irrefutable certainty of the “ego cogito, ergo sum” does not rest upon
the primacy of “inner experience,” the “introspection” of an in principle
solitary consciousness, as is assumed in the Cartesian theory of
“evidence,” right up to Franz Brentano; rather, it rests upon the primacy
of an experience of the situation that is simultaneously communicative and
reflexive, an experience in which actual self-understanding (and with it
ego-consciousness) and understanding the existence of the other are
equiprimordial—as is convincingly maintained by Mead and Heidegger.
Confirmation of personal existence in the performatively understood “ego
cogito, ergo sum” is only possible as an understanding with oneself about
oneself, and that is to say, as part of a virtually public discussion—more
precisely, as the deficient mode of such a discussion in which I am the
other for myself. It is precisely this virtual publicity that is attested
to in the fact that reflexive self-certainty can be made explicit with the
help of a performative speech act.
Therefore, the
certainty of the “cogito, sum” is not, as Husserl would have it in
Cartesian Meditations, to be understood in such a way that it cannot
be formulated in the “communicative plural.”61
In such an epoche of “methodological solipsism,” in which the
existence of other subjects is bracketed along with the real world, the
evidence of Cartesian insight could in principle not be formulated in the
sense of an intersubjectively valid philosophical judgment. Everyone of
us can see, with subjective evidence and with an a priori intersubjective
claim to validity, that he cannot doubt the existence of his own ego
without actual self-contradiction.62
Unless Husserl could somehow formulate this statement in the
“communicative plural,” he could not bring to our knowledge the results of
his transcendental reduction or epoche—that is, the insight, to
which he gives the status of certainty, into the irreducibility of the
sphere of the pure noetic-intentional, meaning-constitutive ego and its
noematic correlates. This can be applied even more radically: Like
Descartes, Husserl could not even bring to his own consciousness the
indubitability of his ego-consciousness, in a form both intelligible and
valid for him, unless he could formulate this insight as an argument in
the framework of a transcendental language game of an ideal communication
community. To sum up: Along with ego-consciousness, a language game is
presupposed as the fundamentum inconcussum in the sense of the
critically reconstructed and transformed Cartesian tradition of
philosophical foundations. In this language game the existence of a real
lifeworld and the existence of a communication community are presupposed
along with the actual evidence of thinking myself as existing in the sense
of paradigmatic language-game evidence. For it is of prime importance
that the Cartesian insight (solitary as it actually is) must be capable of
being reexamined and, in this case, also capable of being confirmed by a
communication community that is in principle indefinite. This
transcendental-pragmatic version of the Cartesian insight could be valid,
in principle, in the form of an a priori certain and at the same time a
priori intersubjectively valid judgment even for a man who happened to be
the last representative of the communication community and thus was alone
in an empirical sense. Even this man would have to presuppose (1) that
there must have been a real communication community and (2) that there
might be an unlimited ideal communication community, both capable in
principle of confirming his certain insight.63
From this I conclude
that the “vital element” of philosophical arguments is a transcendental
language game in which, along with some rules of logic and the existence
of a real world, something like the transcendental-pragmatic rules or
norms of ideal communication are presupposed. The individual can secure a
priori certainty in the solitary thought of his existence only by
appealing to this transcendental language game and its rules. This means,
however, that the individual cannot step into or out of the “institution”
of this transcendental language game of critical argumentation in the same
way we suppose he can in the case of empirical “language games” and
“institutions” as “forms of life” (Wittgenstein).64
Rather, as a successfully socialized homo sapiens with
“communicative competence,”65
he is necessarily constituted as a being who has identified himself with
the ideal communication community in the indicated sense and who has also
implicitly accepted the transcendental-pragmatic rules of communication as
ethically relevant norms. This is not contradicted by our capacity to
bring to consciousness the discrepancy between the normative ideal of the
ideal communication community and real situations of discussion. It seems
to me that this suggests instead the possibility of finding the
presuppositions for a transcendental-pragmatic grounding of ethics in the
a priori of communication presupposed by rational argumentation—more
precisely, in the contradiction (which cannot be resolved by formal
logical means) between the presupposition of a real communication
community (including our real selves) and the situation of an ideal
communication community that is necessarily “counterfactually anticipated”
in that presupposition.66
To that extent, the “institution” of the transcendental language game
turns out to be rather different from the conventionally based
institutions of empirically describable “language games” or “forms of
life,” in Wittgenstein's sense.67
More accurately, the former institution could be characterized as the
meta-institution of all possible human institutions,68
since it involves the conditions of the possibility of transparent and
rational conventions (“agreements”). Man can withdraw from this
institution only at the price of losing the possibility of identifying
himself as a meaningfully acting being—for instance, in suicide from
existential despair or in the pathological process of paranoid-autistic
loss of self.
Therefore—to draw the
final conclusion—one cannot choose this rational form of life in an
“irrational choice,” as Popper would have it,69
since any choice that could be understood as meaningful already
presupposes the transcendental language game as its condition of
possibility. Only under the rational presupposition of intersubjective
rules can deciding in the presence of alternatives be understood as
meaningful behavior. From this it does not follow that every decision is
rational, but only that a decision in favor of the principle of rational
legitimation of the criticism of behavior according to rules is rational a
priori. In that respect the decision in favor of the “framework” of
critical argumentation or discussion demanded by Popper can only be
understood as an a priori rational and deliberate affirmation of the
transcendental language-game rules that are always already implicitly
accepted as valid. Such a decision—which is even to be repeated again and
again, particularly in “existential boundary situations” is indeed
required in the interest of the realization of reason.70
However, reason in no way needs to replace, through a decision, its
rational justification, as is demanded by decisionism.
For it can always
confirm its own legitimation through reflection on the fact that it
presupposes its own self-understanding of the very rules it opts for.
Popper's assertion that irrationalism can be defended without
self-contradiction because one can refuse to accept the argument71
is simply false, since the defense of irrationalism actually
refutes the attempt to refuse to engage in argumentation—it refutes it,
that is, through the accompanying performative act. The effective refusal
to engage in rational argumentation (or a corresponding
self-understanding) is on the other hand a very much more serious matter
than Popper seems to assume; it is an act of self-negation and, moreover,
of self-destruction, as I have already indicated.72
Even in such a case, however, the person making the decision
must himself presuppose the denied principle so long as he understands his
own decision as such. Otherwise, philosophical decisionism (upon which,
in the final analysis, Popper's arguments for critical rationalism rest)
could not treat the act of denying reason as an intelligible possibility
of human choice.
With that I can
summarize the issue at stake in this attempt at a metacriticism of
critical rationalism. Critical rationalism cannot, it seems to me,
succeed in putting the principle of criticism as such in the place of the
principle of philosophical foundations, because its criticism of this
principle—like every meaningful criticism—itself needs justification.
Justification of the principle of criticism is, however, possible if and
only if the principle is not absolute—if and only if it is restricted by
the principle of the self-justification of critical reason through
transcendental reflection upon the conditions of its own possibility.73
The point of philosophical foundations lies, then, in the
reflexive—transcendental-pragmatic and not deductive argument that one can
discursively or practically decide neither for nor against the rules of
the transcendental language game without these rules being presupposed.
Notes
51. Bartley, p. 146ff.
52. Lenk, p. 105H.
53. Lenk, p. 107ff.
54. Wittgenstein, On
Certainty, § 105.
55. W. Stegmüller,
Metaphysik, Skepsis, Wissenschaft, 2nd ed. (Heidelberg, New York,
1969), p. 169.
56. K. Popper, The
Open Society and Its Enemies (Princeton, 1950), p. 413ff.
57. See note 30, above.
58. An interesting
example of the early anticipation of this confusion and of the modern
reduction of philosophy to logical semantics is the following text
ascribed by the commentator on Aristotle, Ammonius, to Theophrastus:
Since discourse (logos)
has a twofold relation. . . one to the listener for whom it has a meaning,
the other to the things concerning which the speaker wishes to produce in
the listener a conviction, poetics and rhetoric exist with regard to the
relation to the listener. . . however, the philosopher will be
particularly concerned with the relation of discourse to things, by
refuting the false and demonstrating the true.” See Ammonius,
Aristotelis De lnterpretatione Commentarium, ed. Busse (Berlin, ]
887), p. 365ff. The logic of language in logical empiricism has revived
this division by putting empirical pragmatics in the place of poetics and
rhetoric. Since, however, modern linguistic analysis was preceded by the
transcendental philosophy of the knowing subject, today we should be in a
position to see that this division is incomplete with regard to the
interpreting subject. The completion can certainly not be undertaken by a
transcendental philosophy of consciousness, which—like Kant—expels
linguistic discourse in general into “anthropology from a pragmatic point
of view.
59. J. Hintikka,
“Cogito, Ergo Sum: Inference or Performance,” Philosophical Review
71 (1962), pp. 3-32.
60. Analogously,
Stegmüller shows, by the very performative act through which he claims
validity for his thesis “that the problem of evidence is absolutely
insoluble” (Stegmüller, p. 168), that the existence of evidence is a
necessary condition of the possibility of meaningful argumentation.
Naturally this does not contradict his observation that the existence of
evidence cannot be demonstrated (that is, logically deduced) without
logical circularity. But it indicates that the reduction of the problem
of justification to the possibility of logical demonstration in the
framework of an objectivized syntactic-semantic sentence system amounts to
an “abstractive fallacy” when it comes to the problem of philosophical
foundations. For Stegmüller himself, after all, cannot avoid entering the
sphere of (transcendental) pragmatics. He does this when he concludes
that the arguing subject, faced with the dilemma that the existence of
evidence can be neither denied without self-contradiction nor demonstrated
without petitio principii, is compelled to a “prerational decision
concerning certainty.” However, this way of entering into a pragmatic
dimension without the aid of transcendental-pragmatic reflection leads him
to miss the point that the reflective insight that the existence of
evidence is a condition of the possibility of argumentation (which can be
neither denied without self-contradiction nor logically demonstrated
without petitio principii)—as an insight into the pragmatic
situation of argumentation—renders a pre-rational decision in favor of the
supposition of evidence completely superfluous. For, as an insight of
transcendental-pragmatic reflection, it is not about some formal-logical
dilemma but about an indispensable condition of the possibility of
performing the act of arguing.
61. E. Husserl,
Cartesian Meditations, trans. D. Cairns (The Hague, 1973), pp. 18-19.
62. One has to observe
Husserl's uncertainty in the following formulation (Husserl, pp. 20-2]):
“. . . this 'phenomenological epoche' or 'bracketing' of the objective
world . . . therefore does not leave us confronting nothing. On the
contrary we gain possession of something by it; and what we (or, to speak
more precisely, what I, the one who is meditating) acquire by it is my
pure living with all the pure subjective processes making this up, and
everything meant in them: the universe of 'phenomena' in the
phenomenological sense” (italics added, K.-O. A.).
63. When Husserl
declares, “By my living, by my experiencing, thinking, valuing, and
acting, I can enter no world other than the one that gets its sense and
acceptance or status in and from me, myself” (p. 21), he looks through the
language (game) presupposed a priori by his thought as through a glass—no
differently than did Descartes at the beginning of the epoch of philosophy
justifying itself through the evidence of self-consciousness. Certainly
if this whole epoch is rejected as in error because of its reflection upon
the subjective conditions of the possibility of epistemic evidence—as has
recently been done by Werner Becker, who provides a destruction of the
history of transcendental philosophy from the perspective of “critical
rationalism” (W. Becker, Selbstbewusstsein und Spekulation. Zur Kritik
der Transzendentalphilosophie (Freiburg, 1972)—then, in my opinion, the baby is thrown out with the bath
water. For it is not the will to evidence or the “reflection model”
(Becker) that is to be rejected from the standpoint of critical
discussion. What is to be rejected, rather, is the confusion of
reflection on validity with genuine knowledge of a special sphere of being
(as in both Descartes and Husserl) or with substantive knowledge in
general (partially in German Idealism) and the confusion of actual
evidence (for my consciousness) with the intersubjective validity of
knowledge. It seems to me, however, that these confusions can be
unraveled and avoided through a transcendental pragmatics of language.
For a convincing treatment of the Husserlian aporetic, cf. also H.
Rouges, “Evidenz und Solipsismus in Husserls ‘Cartesianischen Meditationen,’”
in Philosophische Beziehungswissenschaft, Festschrift für J. Schaaf,
eds. W. F. Niebel, D. Leisegang (Frankfurt,
1971).
64. In this regard I
have not only to add to Hans Lenk's characterization of the
noncriticizable rules of the “institution of rational criticism” but also
to “dramatize” them in a transcendental philosophy, to use an expression
of H. Albert. “The rules and the very idea (or institutions)” of rational
criticism are, in my opinion, not only “bound together by linguistic
convention” (Lenk, p. 108), but linguistic convention is in this case only
the “conventional realization” of rules that originally make explicit
conventions (“agreements”) possible. More clearly, the idea and
institution of rational criticism is not just a historical form of life
among other possible forms of life although in the form familiar to us it
was grounded, that is, conventionally realized, for the first time by the
Greek philosophers. It may be that the institution of rational discussion
has contributed to the realization of homo sapiens, but obviously
it could do this only because it made explicit fundamental conditions of
meaningful interaction between men and between forms of life. In any
case, today the situation is such that not only “can the notion of
rational criticism not renounce itself” (Lenk, p. 109), but also we cannot
renounce it without renouncing ourselves as men in a nonpathological
sense. Naturally, this does not mean that all men must be philosophers
(in the academic sense) or even disciples of critical rationalism.
65. Cf. J. Habermas,
“Vorbereitende Bemerkungen zu einer Theorie der kommunikativen Kompetenz,”
in J. Habermas and N. Luhmann, Theorie der Gesellschaft oder
Sozialtechnologie (Frankfurt, 1971), pp. 101-141.
66. For an attempt to
carry out this program, cf. my essay “Das Apriori der
Kommunikationsgemeinschaft und die Grundlagen der Ethik,” in
Transformation der Philosophie, vol. 2, pp. 358-435. Also see there
(p. 397ff.) my objections to Albert's proposal to consider competing
systems of morals as empirically falsifiable theories of science. Such a
treatment already presupposes, in fact, an ethical norm.
67. Cf. my essay, “Die
Kommunikationsgemeinschaft als transzendentale Voraussetzung der
Sozialwissenschaften,” in Transformation der Philosophie, vol. 2,
pp. 220-263.
68. Cf. my essay, “Arnold
Gehlens ‘Philosophie der Institutionen’ und die Metainstitution der
Sprache,” in Transformation der Philosophie, vol. I, pp. 197-221.
69. Cf. note 6, above.
70. To that extent
Popper's commitment to the voluntaristic tradition from Duns Scotus to
Kant (The Open Society and Its Enemies [Princeton, 1950], p. 780)
is justified, but only because the engagement of the will in favor of the
realization of reason is not directly synonymous with establishing its
reflexive self-justification by means of a decision is tic “Sic volo,
sic jubeo; stet pro ratione voluntas.” This viewpoint, however, must,
it seems to me, be brought to bear not only against Popper's decisionism
but also against Habermas's argument in Legitimation Crisis (Boston, 1975), pp. 158-159. Indeed, I concur—as I scarcely need to
emphasize—wholly and completely with Habermas's theory that we human
beings (not only as arguing beings but also as acting beings) have always
implicitly recognized the validity of norms of ideal communication through
the counterfactual anticipation of an ideal communication situation.
Nevertheless, it seems to me necessary that transcendental reflection on
this “fact of reason” be mediated by the reflection of those arguing upon
the conditions of the possibility of their practice. It is only in
connection with argumentative discourse that the conditions of possibility
of all meaningful action within the framework of language games can be
made explicit and distinguished from mere convention. More importantly,
reflection upon those ethical principles we have always necessarily
recognized does not remove the necessity of a deliberate affirmation
(renewed again and again) of this recognition in the sense of a commitment
to the realization of reason. This demand amounts, in my opinion, not to
a “residual decisionism,” as Habermas asserts, but rather to the
validation of the indispensable function of good will in the sense of an
ethical unity of knowledge and interest.
71. Popper, The Open
Society and Its Enemies, p. 780.
72. Decisions against
realizing reason do not signify as a rule a denial in principle of the
validity of transcendental-pragmatic rules of rational discourse. On the
contrary, one claims only to be an exemption—the Devil lives on such
things, as it were.
73. That this depends
decidedly on following the path of transcendental reflection is indicated,
in a very interesting way, by the dilemma of the pure constructivism of
the Erlangen
School.
Although Paul Lorenzen would like to solve the problem of philosophical
foundations by reconstructing Kantian transcendental philosophy, he thinks
it necessary to grant that an “act of faith” is its starting point, since
“the term ‘justification’ makes sense only after one has accepted. . .
principles” (Normative Logics and Ethics [Mannheim/Zurich, 1969],
p. 74). This problematic, however (which bears obvious analogies to that
of Popper), occurs, in my opinion, only if one either no longer recognizes
transcendental reflection (upon principles that one must necessarily have
always accepted) as a legitimate move in the philosophical argumentation
game, or simply overlooks this possibility. This appears to me to be a
typical modern conceptual compulsion: One wants to practice Kant's
Copernican revolution and, hence, begins immediately with an act of
construction. However, in order to be able to present a logical
construction as the reconstruction of our competences, we must first
reflect on that which is not capable of being meaningfully questioned, the
conditions of the possibility of valid criticism that are implicit in the
transcendental language game. Only this act of
transcendental-philosophical reflection saves us from a “framework”
relativism grounded in decisionism, on the one hand, and from a
naturalistic absolutization of the empirical critique of ideology into a
self-reflection as self-unmasking (in the sense of the “nothing but”
reductionism of the nineteenth century), on the other hand. On the
distinction between transcendental reflection and critical
self-reflection, cf. J. Habermas, “Nachwort” to the paperback edition of
Erkenntnis und Interesse (Frankfurt, 1973), p. 411ff.
Posted August 29, 2007
Return
1. The Problem:
Critical Rationalism Versus Foundationalism